法規解析
巴西專利申請程序與說明

古夏平 Charl Goussard╱北美智權法規研究組
翻譯 李儀╱編輯部

2012.04.16

介紹

巴西是世界目前成長最快的經濟體之一,已名列全世界第6大,專利申請與經濟發展與總是連動密不可分,引人關注。

巴西扶植專利權發展相當早,於1809年便開始實施專利法。也因為巴西持續支持全球性專利保護,而成為巴黎公約中工業產權保護的創始會員國。1978年,巴西成為專利合作條約(Patent Cooperation Treaty ,簡稱PCT)簽約國,1995年則加入世貿組織(World Trade Organization)成為會員。

現行專利體系 

巴西是"先申請"專利體系,以先申請者而非先發明者作為認定專利權歸屬。 國家工業產權局(National Institute of Industrial Property,簡稱INPI)負責專利申請與審查。專利申請內必須以葡萄牙文遞交,專利成功通過審查後, INPI將授權該專利自申請日開始20年的保護期限。實用新型專利保護期限則是自申請日開始15年。巴西專利體系遵守巴黎公約,允許發明揭露後有12個月的寬限期。

專利申請程序

申請專利程序必須包含以下文件:

  • 申請人的授權委託書
  • 請求書
  • 發明說明書
  • 請求項
  • 圖示(若有的話)
  • 摘要
  • 申請費支付證明

該項申請會由註冊的工業產權代理人或是INIP的律師所寄存,而由INIP審查。專利公開是強制性的,須自申請日起18個月內或更早。

若找到先前技術,該專利將會被駁回,或是申請人將被要求限縮請求項以克服先前技術存在的事實。若沒有先前技術,且符合所有法定要求,該專利才會核可,巴西專利核准需時六年。

可專利的發明要件

INIP審查專利只考量發明是否具備新穎性、進步性以及工業實施性三項專利要件。

申請人應當一項專利只要求一項發明,但INIP也在有要求時,就是若不只一項發明被揭露時,准許申請人分割專利。

抗辯

在專利審查結束之前,第三人可以呈遞對即將核准專利的抗辯,審查官將會檢視該項證據。

無效

專利核准後的6個月內,任何地三人都可要求"行政無效"。若該項請求成立,就是該專利實際不遵守巴西專利法,INIP將宣告該專利無效。 

專利授權

專利移轉與授權都必須向INIP登記。巴西稅法包含了課徵公司或者個人的授權金收入,或是因專利授權而產生技術費用的收入來源。

 

資料來源:

1.http://www.patentlens.net/daisy/patentlens/3554.html

2. The New Brazilian Patent Law, Denis Borges Barbosa (1997)


Introduction:

Since Brazil is one of the fastest growing developing countries in the world, it is vital that we take time to pay attention to this rising star’s patent system.

Since the earliest days, Brazil has fostered the right to patent. Indeed, Brazil was the forth country in the world, in 1809, to enact patent law. Brazil continued to support patent protection world wide by becoming one of the founding members of the Paris Convention for the Protection of Industrial Property.  In 1978 Brazil became a signatory to the Patent Cooperation Treaty (PCT) and in 1995 it became a member of the World Trade Organization.

Existing Patent System 

Brazil supports a "first-to-file" patent system, which implies that whoever files for a patent first, will receive the right to such invention; even if someone else invented such invention earlier.

Patent are filed and examined by the National Institute of Industrial Property (INPI).
After successful examination of a patent, the INIP will award protection for 20years for such patent ~ from the date of filing. Utility model patents are awarded 15 years from the date of filing.

Language Requirement:

The INIP requires that all applications be submitted in Portuguese.

Grace Period:

The Brazilian patent system, in accordance with the Paris Convention, allows for a 12-month grace period for disclosure of an invention.

Patent application ~ procedure:

A patent application must contain the following:

  • Power of attorney from the applicant
  • A request
  • A description
  • Claims
  • Drawings, if any
  • An abstract
  • Proof of payment of the filing fee.

The application will be lodged by a registered Industrial Property Agent or an Attorney at law with the INIP.

The INIP will examine the application.

Publication of the patent is mandatory, 18 months from the filing date or earliest priority date.

If prior art is found, the application will be rejected or the applicant will be asked to limit his claims in such as to overcome the prior art. If no prior art exists, and the application matches all the legal requirements, the INIP will allow the patent to be granted.

For a patent to be granted in Brazil, it takes about six years.

Requirement of invention to be patentable

The INIP will only consider inventions which:

  • are novel,
  • involve an inventive step, and
  • are capable of industrial application.

Applicants should only claim one invention per patent, but the INIP will allow applicants to divide patents on request ~ if more than one invention was disclosed.

Opposition:

Prior to the end of examination of a patent, third parties may submit documents to support an opposition of a patent being granted. Such evidence will be considered by the examiner.

Nullity:

Within the six months after a patent is granted, any third party may request "administrative nullity". If it is established that a patent is indeed not adhering to Brazilian patent law, the INIP will declare the patent Null and Void. 

Patent Licensing:

The transfer and licensing of patents are subject to registration from the INIP.
The tax law of Brazil includes royalty income or a technical fee resulting from a patent license as a source of income, for a company or individual.

Conclusion:

This article is meant to be a brief overview of the patent system currently in place in Brazil.
It is in no means a comprehensive study of the Brazilian Patent system.

Resources:

http://www.patentlens.net/daisy/patentlens/3554.html

The New Brazilian Patent Law, Denis Borges Barbosa (1997)

http://info.articleonepartners.com/blog/bid/56219/International-Patent-History-and-Laws-Brazil

 

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